A detailed guide on the SEBI SCORES registration and compliance obligations has been released, focusing on the updated Authentication and Complaint Handling processes for registered intermediaries. This is essential for ensuring adherence to the new standards.
Guide to SEBI SCORES Authentication Process
The enhanced processes are designed to ensure prompt complaint resolution and facilitate effective communication between investors and intermediaries. Intermediaries are expected to streamline their operations in accordance with the outlined requirements to avoid compliance risks.
Legal professionals engaged with SEBI regulations should familiarize themselves with these updates to properly advise their clients on meeting the new compliance timelines and obligations associated with the SCORES framework.
Citations
- SEBI Circular (2026) SEBI Home Page
